Huatai Financial Holdings (Hong Kong) Limited

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  Huatai International Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by: a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions); b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China; c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions. Huatai International operates as a holding company for consolidating all of the group’s crossborder businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB” rating (for long term) and “A-2” (for short-term). Huatai Financial Holdings (Hong Kong) Limited Huatai Financial Holdings (Hong Kong) Limited (“Huatai Financial”) is the premier flagship entity of Huatai International, was established in 2006 with a registered capital of HK$8.8 billion and: • is a licensed corporation registered with the Hong Kong Securities and Futures Commission (CE No.: AOK809) (“SFC”) • to authorized by the SFC to conduct the following activities: a) Type 1 (dealing in securities) b) Type 2 (dealing in futures contracts) c) Type 4 (advising on securities) d) Type 6 (advising on corporate finance) e) Type 9 (asset management) regulated activities • is a Participant of the Hong Kong Exchanges and Clearing Limited (Participant ID: B01829).